Global Broker Regulation Inquiry App
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CMS Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：
Hong Kong
Hong KongSurvey Date：30-10-2025
CMS
SBI E2-Capital Hong Kong (Winbase Centre) Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：31-10-2025
SBI E2-Capital
KGI Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
KGI
Kingston Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
Kingston
Huatai International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
Huatai International
G. H. Financials Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
G. H. Financials
guomao Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
guomao
Manulife Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：29-10-2025
Manulife
Bright Stream Capital Management Limited Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
Bright Stream Capital Management Limited
ChowSangSang Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
ChowSangSang
BRIGHT Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：04-11-2025
BRIGHT
AB Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
AB
BTL Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：28-10-2025
BTL
Grand Finance Group Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
Grand Finance Group
ROCTEC FUTURES Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
ROCTEC FUTURES
Ping An Securities (Hong Kong) Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
PING AN SECURITIES (HONG KONG)
Huatai Futures Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
HUATAI SECURITIES
DFZQ Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
DFZQ
MC Prime Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
MCPRIME
Cinda International Hong Kong Verified: Operational Office Confirmed
Field SurveyRegion：Hong Kong
Hong KongSurvey Date：30-10-2025
Cinda International
Hong Kong CMS
Hong Kong SBI E2-Capital
Hong Kong KGI
Hong Kong Kingston
Hong Kong Huatai International
Hong Kong G. H. Financials
Hong Kong guomao
Hong Kong Manulife
Hong Kong Bright Stream Capital Management Limited
Hong Kong ChowSangSang
Hong Kong BRIGHT
Hong Kong AB
Hong Kong BTL
Hong Kong Grand Finance Group
Hong Kong ROCTEC FUTURES
Hong Kong PING AN SECURITIES (HONG KONG)
Hong Kong HUATAI SECURITIES
Hong Kong DFZQ
Hong Kong MCPRIME
Hong Kong Cinda International
Field-Surveyed Broker
Not Regulated
EGM Futures
1.56
Score 5-10 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
Regulated
GUOTAI HAITONG
8.07
Score 5-10 yearsRegulated in ChinaDerivatives Trading License (AGN)Self-developed
Unverified
TANRICH
1.88
Score 5-10 yearsQuestionable Regulatory LicenseSuspicious Operational RegionHigh Potential Risk
Active
Gold Label Global
7.65
Score 5-10 yearsRegulated in Hong Kong ChinaPrecious Metals Trading (AGN)MT5 Full License
Regulated
SHENG YUAN
7.06
Score 15-20 yearsRegulated in Hong Kong ChinaDerivatives Trading License (AGN)Self-developedSuspicious Operational Region
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